Paperback (2 Volumes), Lexis
This book provides essential information for practitioners dealing with securities laws in Alberta, including full text of the Alberta Securities Act with extensive case law annotations.
Annotated Alberta Securities Legislation provides you with the most accurate and current information on the Alberta securities regulatory scheme, including:
- Full text of the Alberta Securities Act and Regulation
- Alberta Securities Commission (ASC) Rules, Forms, Policies, and Notices
- National Instruments and Policy Statements
- Canadian Securities Administrators (CSA) Notices
The 2026 Edition of Annotated Alberta Securities Legislation provides essential information for practitioners dealing with securities laws in Alberta, featuring:
- Extensive case annotations throughout the Alberta Securities Act, prepared by securities law expert L. Daniel Wilson
- Cross-references to related provisions and relevant regulatory instruments to help you conduct accurate research
- Tables of Concordance to help you quickly compare requirements in different jurisdictions
- A Case Table and Topical Index to help you find relevant references quickly and easily
What’s New in the 2026 Edition
- Amendments to the Alberta Securities Commission Rules, effective October 31, 2024
- Revised CSA Staff Notice 11-312 National Numbering System, issued December 12, 2024
- New CSA Staff Notice and Consultation 11-348 Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets, issued December 5, 2024
- Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement, Companion Policy 24-101 Institutional Trade Matching and Settlement, and related forms, in force May 27, 2024
- Revised ASC Notice 33-706 Policy and Procedures Manual – Reference Resource for Exempt Market Dealers (Including Those with Multiple Registration Categories), in force June 7, 2024
- Amendments to National Instrument 41-101 General Prospectus Requirements, National Instrument 81-101 Mutual Fund Prospectus Disclosure, and related companion policies, in force March 3, 2025
- New National Instrument 93-101 Derivatives: Business Conduct, Form 93-101F1 Submission to Jurisdiction and Appointment of Agent for Service of Process, and Companion Policy 93-101CP Derivatives: Business Conduct, in force September 28, 2024
- New CSA Staff Notice 93-302 Frequently Asked Questions About National Instrument 93-101 Derivatives: Business Conduct, issued September 12, 2024